giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the records of such activities in the form of recorded tape or electronic data
company shall keep such record into recording tape or electronics recording appliance. Clause 19/1. In dealing with retail client, a securities company shall arrange to have documents or evidence showing
of telephone or via electronics, the securities company shall keep such record into recording tape or electronics recording appliance. Clause 19/1.23 24 25 In dealing with retail client, a securities
, the securities company shall keep such record into recording tape or electronics recording appliance. Clause 19/1.23 24 25 In dealing with retail client, a securities company shall arrange to have
, accepting of trading orders, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly
(ช่องทำงใด ๆ) เพื่อใหลู้กคำ้เขำ้ใจควำมส ำคญัในกำรจดัสรรและก ำหนด สัดส่วนกำรลงทุนท่ีเหมำะสม (basic asset allocation) โดยพิจำรณำจำกกำรประเมินควำมเหมำะสมดงักล่ำว9 แนวทางทีเ่สนอ ก ำหนดให ้บลจ. จดัท ำ ongoing
Meeting of Shareholders to fix the remuneration of the Board of Directors for the year 2020 not to exceed 5,500,000 baht (year 2019: 7,000,000 baht). Allocation of such amount to each director shall be