(Account Administrator) เนื่องจาก …………………………………………………………………………………………………….………. โดยให้ทำงานในระบบ IPOS-ระบบออกและเสนอขายหลักทรัพย์แทนได้ ตั้งแต่วันที่ ……………. ทั้งนี้ ได้รับสิทธิไม่เกินวันที่ 31 มีนาคม ของปีถัด
shares through his own securities trading account in a different manner from his usual trading behavior, prior to NVD disclosing this insider information to the SET on 23 February 2022, at 17.40 hours. As
for recruiting more auditors to meet the minimum requirement and give the unqualified auditors* a sufficient time to rectify their qualifications. The SEC took the suggestions into account to revise
shares through the trading account of Patcharapat before COL disclosed such inside information to the SET on 14 September 2020*.The actions of both individuals above in the manner of colluding in the
. Structuring investment returns with varying risk appetites supports diversification efforts in the stock market. Initiatives like sectoral trend developments, ETF expansions, and Individual Saving Account (ISA
The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as
. Additionally, the four persons colluded to act or consented to the recording of the false statements or the omission of material or related statements from the account or documents of NMG to deceive any persons
case of concerns of doubtful events, investors should contact the compliance unit promptly. In any case, investment consultants must accept trading orders from the account owners or the persons who
account of Preeya, his subordinate at the company, on 16 January 2018 and gained benefits from the sale before the net loss value of 610.83 million baht from the 2017 operating results was disclosed to
out and paid to the unitholders at a price higher than the market price at the time. Chanyarat used the information above to buy UOB8TF units into her securities account during 20 August 2015 – 11