capital market work with audit firms having quality assurance systems in compliance with professional standards. The regulation was issued to ensure that reliability of listed companies? financial reports
year.The project is a collaborative effort with (1) the Thai Bond Market Association, (2) TRIS Rating Co., Ltd., (3) Fitch Ratings (Thailand) Co., Ltd., (4) Bond Electronic Exchange (BEX), (5) Thai Listed
institutions have come into spotlight while innovation and technology help entail even more rapid fund flows. As Thai capital market supervisory and development authority, the SEC has played more proactive role
B.E. 2530 (1987) to be in line with the International Organization of Securities Commissions (IOSCO)?s principles, and to promote active engagement of market participants regarding securities business
Bangkok, February 18, 2013 - The SEC imposed a five-month suspension on {A}, a securities market investment consultant of Bualuang Securities Plc., and a three-month suspension on {B}, a securities
and is one of the capital market initiatives undertaken by the ACMF as part of the regional capital market integration plan endorsed by the ASEAN Finance Ministers in April 2009 in Pattaya, Thailand. Mr
Transaction”). The Kerry Shares Acquisition Transaction constitutes an acquisition of assets pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering into
current assets was increased Baht 3.86 million. Non-current assets was increased long term investment at Baht 6.35 million gaining from the increase of market price of the equity securities available for
2 The above transaction is considered a disposal of assets in accordance with the Notification of Capital Market Supervisory Board No. Tor Chor. 20/2551 regarding Rules on Entering into Material
Notification: “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; “market maker” means any person registered as market maker with derivatives