verification showed the match with Surasak?s signature in the opening account request form and letter of explanation. Furthermore, it was found that the addresses used by Surasak and Thanjira are the same and he
Limited, the SEC further probed into the case and found that {A} persuaded the client to open the securities trading account and traded securities on behalf of such client. It was found that {A} determined
addition, B/E characteristics are unsuitable for issuance in the form of structured product. It thus should be under strict regulation to protect investors while offering other alternatives for fund
buyers. In addition, B/E characteristics are unsuitable for issuance in the form of structured product. It thus should be under strict regulation to protect investors while offering other alternatives for
person by the account owner's name to conceal the fact and mislead the employer company that it was the account owner himself who sent the orders. {D}, an investor contact of Globlex Securities Co., Ltd
Following an inspection report from ttb Bank and the SEC’s further investigation, it was found that during the years 2015 – 2024 Sareerat acted in a manner that implied dishonesty and committed
high-quality corporate growth objectives and plans. It also aims to promote continuous disclosure and communication with investors, strengthen investor confidence, and increase the long term
event of any violation or failure to comply with the rules**, it shall be deemed that ACC has not been approved to offer newly issued shares through PP within the meaning of the Notification. In such
Following an inspection report from One and the SEC’s further investigation, it was found that during the period from 2012 to 28 June 2024, Mr. Soontorn engaged in conduct constituting a failure to