intermediary is obligated to the principles as prescribed in the Notification of the Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses. In order
securities business in the category of private fund management; (6) “ gold ETF ” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning
business in the category of private fund management; (6) “gold ETF” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning Establishment of
-TH MRF จะตอ้งมีคุณสมบติัเป็นไปตามหลกัเกณฑท่ี์ก าหนด เช่น - CIS operator อยู ่ภ าย ใต ก้ ารก าก บัด ูแล ของ Securities and Futures Commission of Hong Kong (“SFC”) ซ่ึงเป็นหน่วยงานก ากบัดูแลหลกั (“home
Organizations of Securities Commission (IOSCO) หรือที่มีการซื้อขายในตลาดซื้อขายหลักทรัพย์ต่างประเทศที่เป็นสมาชิกของ World Federations of Exchange (WFE) ซึ่งผู้ลงทุนสามารถเข้าถึงข้อมูลเกี่ยวกับหุ้นดังกล่าวเป็น
category of private fund management; (6) “ gold ETF ” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning Establishment of Mutual Funds and
of private fund management; (6) “gold ETF” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning Establishment of Mutual Funds and
statements of profit or loss and other comprehensive income, the changes are as follows: - 1) The commission paid to obtain a customer contract shall be recorded as an asset and amortized to expenses on a