sheet and an annual income and expense account as well as preparing reports and submit documents of the Stock Exchange of Thailand to be the authority of the Capital Market Supervisory Board. It is
ธุรกิจนายหนา้ซ้ือขายหลกัทรัพย ์ 4 Discre a/c (discretionary account) หมายถึง ใบอนุญาตประกอบธุรกิจการใหบ้ริการซ้ือขายผลิตภณัฑใ์นตลาดทุนโดยลูกคา้ ยนิยอมใหต้ดัสินใจแทนในขอบเขตท่ีจ ากดั 5 IA หมายถึง ใบอนุญาต
the trading account or trading the futures and/or options on behalf of the Client as follows: 1. Futures 1.1 Nature of Futures Futures is a contract in which parties are bound to perform their
/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 31/03/2023 available to provide services with respect to the trading or exchange of digital assets for its own account in the
customer profile, company profile and product profile, e.g., wallet address, customer account number, digital asset wallet https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7348 SEC to revise net capital
) Profile Data, which include customer profile, company profile and product profile, e.g., wallet address, customer account number, digital asset wallet https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID
/News_Detail.aspx?SECID=7348 SEC advises digital asset business operators on account opening for minors Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022
/7747p.doc The Derivatives Act The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account
advises digital asset business operators on account opening for minors Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the