report on such changes to the Office as per Form 117-7 attached to this Notification within fourteen days from the next following date after such information has changed. Clause 6. The management company
as a mutual fund manager and it appears later that the information specified in Form 117-6 has changed, the management company shall prepare and submit a report on such changes to the Office as per
securities dealing to submit a report of securities dealing to work unit responsible for post-trade operation within reasonable period of time in order for the securities company to acknowledge and be able to
submit a report of securities dealing to work unit responsible for post-trade operation within reasonable period of time in order for the securities company to acknowledge and be able to report the result
personnel responsible for post-trade operation (back office). And shall arrange for the personnel responsible for securities dealing to submit a report of securities dealing to work unit responsible for post
managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers which shall be submitted prior to the appointment
the following documents relating to its fund managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers
Office the following information relating to its fund managers in the forms and procedures provided in the Office’s electronic work system: (1) report on appointment of fund managers which shall be