With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai
กับบริษัทหลักทรัพย์ ในการพัฒนาระบบซื้อขายสำหรับ LiVE Exchange ซึ่งจะมีกลไกการซื้อขายและการกำกับดูแลที่แตกต่างจาก SET และ mai โดยรูปแบบการซื้อขายจะเป็นลักษณะ Auction-based วันละ 1 รอบ และชำระราคาและส่ง
connected transactions and acquisition of assets, the company is required to disclose the information on transactions to the Stock Exchange of Thailand (SET) and seek shareholders? approval on the
July 2016. {X1} later revised and improved the working system of its securities business and set up more efficient measures for preventing and detecting irregularities thereof.Investors are strongly
was always higher than its acquisition price. The buy side would occur in the opposite direction. Instead of buying securities for UBS?s clients at the best offer available on the SET main board
was suspended until that date while the rest of suspension period was instead set as the period for acceptance of her re-application for approval as capital market personnel, effective as from April 27
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
Association.In cooperation with Thailand Ministry of Finance, the World Bank has been working with Thai Securities and Exchange Commission (SEC) and The Stock Exchange of Thailand (SET) regarding corporate