Jakkrit, the SEC received a complaint from a client of Asia Wealth. After further investigation, it was found that he had solicited the client to purchase securities of a company not listed on the Stock
, it will be able to seek technology-based advice from the Industrial Technology Assistant Program (iTAP) of the National Science and Technology Development Agency (NSTDA) where such business will be
standards. Moreover, it was found that better quality assurance system renders better quality of audit work in general.More stringent supervision along the lines of international standards brought about
subject to the number of counts of offences committed by each defendant. - Under Section 91(2) of the Penal Code, if it appears that any offender has committed the several distinct and different offences
feature CEO keynote addresses on building world class corporations through globalization of capital markets where Mr. Banthoon Lamsam, CEO and President of Kasikornbank, will share with us ?What It Takes to
registration of the change of IFEC directors derived from the cumulative voting because it was a breach of the company's articles of association and in violation of Section 70 of the Public Company Limited Act
yields for the elderly investors. It is part of our job to build consumers? awareness of the importance of long-term savings and smart investment to serve their own individual needs.?The four strategic
trading orders.In case of {A}, the SEC received the report from Asia Plus Securities Plc. on investigation spurred from clients? complaint about {A}'s conducts. It was found that {A} had sent trading orders
situation and will be utmost benefit for the company in the future. However, IFA has an observation that AM?s service fee should be based on operating profit or net profit, and it should not be charged if GJS
concerning pension fund regulations. Issues directly concerns fund members to be revised include (1) It is imperative that fund members realize the investment policies they choose to invest in, particularly