stakeholders into the planning process. It is also in line with the 20-year National Strategy, covering five key areas as follows:(1) Democratized access to wealth advice: Promote providers of investment advice
และรายงานผล รวมถึงบทบาทของคณะกรรมการเกี่ยวกับการกำกับดูแลด้านกลยุทธ์ ความเสี่ยงและ IT ซึ่งสถาบันIOD จะสนับสนุนและส่งเสริมความรู้ในประเด็นดังกล่าวอย่างต่อเนื่อง"สำหรับ ASEAN CG Scorecard เป็นโครงการที่
accredited investors. In this regard, certain qualifications such as audit work experience, past experience in certifying financial statements, and size of company, may be relaxed. It should be noted, however
importance and proper implementation of the KYC/CDD assessment as it is one of the core functions of every securities company's business operations.? SEC Deputy Secretary-General Tipsuda Thavaramara said
cooperation is creating the synergy for investment governance culture in the capital market.SEC Secretary-General Rapee Sucharitakul said: ?It takes more than strict regulations to develop a sound capital
renegotiate with AM to lower the interest rate or other fees charged, and provide grace period for the first year if the operating performances of GSTEEL?s group of company remain losses, it would be the utmost
it has already been disseminated via SET electronic system; (3) The following cases will be exempted from filing of every five percent report:- Borrower and lender in securities borrowing and lending
regulations. For example, they withdrew money from the clients' accounts and used it for other persons' unit purchases in absence of the accounts' owners, or executed unit purchase orders by charging the
, EMC board of directors approved to propose the transaction to the shareholders? meeting for approval because the said conditions have been included in the agreement and it is reasonable for company
addition, it was found that {B} and {C}, the investment consultants, were responsible for the client's account, respectively. Both of them were subordinates of {A} and aided trading securities on behalf of