, (6) Miss Jaroonluck Kongkarien (later renamed Nittha), and (7) Mr. Veerawat Sukwara. Following the auditor's report and the SEC's further investigation, it was found that from September 2015 to
value. Meanwhile, our revised disclosure rules represented in the 56-1 One Report now require that listed companies disclose more on their ESG information, including the issues such as greenhouse gas
institutional investors? websites and their annual report (if any). The I Code and the Signatory Form are available for download at www.cgthailand.org. The list of institutional investor signatories will be
futures trading, they should deal with companies that are licensed by the SEC only. Investors can view the licensee list at the SEC's website (www.sec.or.th) and report any suspicious activities or
misconduct related to the offences of the investment consultants. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and
สร้างคุณค่าให้แก่กิจการไปจนตลอดห่วงโซ่คุณค่า (value chain) ขณะเดียวกัน ก.ล.ต. ได้ปรับปรุงแบบรายงานการเปิดเผยข้อมูลเป็นแบบ 56-1 One Report ซึ่งกำหนดให้บริษัทเปิดเผยข้อมูลในมิติของ ESG มากขึ้น รวมถึงการลด
report of Country Group Securities PCL, the SEC probed into the case and found that {A}, a securities investment consultant and the executive vice president of the branch, traded securities on behalf of
, for failure to perform her duty in compliance with the company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that Ashiya, Onjira and Wasana
company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that {A}, {B} and {C} made securities trading decisions on the clients? behalf. The recorded
ธนาคารโลกเปิดเผยผลประเมินบรรษัทภิบาลตลาดทุนไทยปี 2555 ในรายงานเรื่อง การประเมินการปฏิบัติตามมาตรฐานสากลด้านบรรษัทภิบาล (The Report on the Observance of Standards and Codes: Corporate Governance