page of the summary of such article or research paper or at a nearby position which can be seen clearly. Clause 13. In making securities underwriting, a securities underwriter shall proceed as follows
a nearby position which can be seen clearly. 7 Clause 13. In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money into a securities
. In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money
derivatives business licenses as follows: (1) derivatives business license type Sor-1 ; (2) derivatives business license type Sor-2 ; (3) derivatives business license in the category of derivatives advisory
investment advisory service under the Law on Securities and Exchange. 3 Clause 4 This Notification shall apply to application for license and issuance of derivatives business licenses as follows: (1
and approval for appointment of an executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake
executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives businesses; “executive” means
for approval and approval for appointment of an executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed
same management company. Such transactions shall be as follows: (a) If any counterparty or both are mutual fund, such transaction shall be suitable for the nature, investment policy and necessity on