, Executives and Major Shareholders of Trustee dated 4 June 2009. 3 (6) being able to demonstrate that the applicant would have an efficient policy and measure for [i] preventing conflicts of interest and the

Directors of Derivatives Exchange and Derivatives Clearing House (No. 2) dated 15 November 2006. 3 Clause 4 This Notification shall come into force from 16 October 2004. Notified this 11th day of October 2004

Office of the Securities and Exchange Commission No. KorThor. 65/2547 Re: Rules for the Undertaking of Derivatives Business for Licensed Derivatives Broker dated 22 December 2004, the Office of the

, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of Foreign Collective Investment Scheme dated 2 June 2014 shall be repealed. Clause 2 In this Notification: The terms, “institutional

*SEC News No. 62/2018 dated 12 June 2018 ** SEC News No. 115/2018 published on 24 September 2018 

.     -------------------------------1 Clause 23(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014 and Clause 31(1) of the same

on Personnel in the Capital Market Business dated 3 June 2014 and Clause 31(1) of the same notification concerning possesion of prohibited characteristics of capital market personnel. 2 Clause 23(1) of

Company will collect an additional 10% of the fee including a post-dated cheque (based on the credit term) for the remaining fees of 80% within November 2019, in order to prevent the risk of debt repayment

meeting of the Board of Directors of Fancy Wood Industries Public Company Limited (the “Company”) No. 8/2017 dated September 8, 2017 approved the investment in the property development business by acquiring

2008. Clause 2. The followings shall be repealed: (1) The Notification of the Office of the Securities and Exchange Commission No. OrNor. 25/2544 Re: Arbitral Process dated 28 November 2001; (2) The