investment advisory service under the Law on Securities and Exchange. 3 Clause 4 This Notification shall apply to application for license and issuance of derivatives business licenses as follows: (1

and approval for appointment of an executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake

executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives businesses; “executive” means

for approval and approval for appointment of an executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed

same management company. Such transactions shall be as follows: (a) If any counterparty or both are mutual fund, such transaction shall be suitable for the nature, investment policy and necessity on

such transaction is crossed trade under the same management company. Such transactions shall be as follows: (a) If any counterparty or both are mutual fund, such transaction shall be suitable for the

Office may proceed to impose sanctions as follows: (1) Probation; (2) Suspension of operation for a specified period or according to specified conditions; (3) Revocation of approval. In case where the

underwriter shall proceed as follows: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter

article or research paper or at a nearby position which can be seen clearly. Clause 13 In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money

Total revenue stood at THB 8,223 mn, a 6.5% increase YoY. Total Revenue In 1Q18, CPN reported total revenue of THB 8,223 mn, an increase of 6.5% YoY. Main components of revenue are as follows. Revenue