PLC (CWT) by allowing the use of his trading account. On March 14, 2011, the Criminal Court sentenced the accused to pay a fine of Baht 600,000 for violating Sections 243(1), (2), 244(2), (3) and 296 of

account. This case is in the process of inquiry by the special prosecutor official. SEC Act S.307 308 311 315 89/7 89/24 Criminal Complaint Filed with an Inquiry Official Dated 20/08/2009

’ securities trading accounts by allowing others to use his trading account. the special case inquiry official dismissed the case because the statute of limitations ran out. SEC Act S.243(1) in conjunction

Director, Deputy CEO, and CFO, (4) Miss Nitaya Yongphithakwatana, TUCC Director and General Administration Department Director, and (5) Miss Suttirat Sewee, TUCC Director and Finance and Account Department

Mr. Surasak Chuntori On August 22, 2012, Mr. Surasak Chuntori purchased 75,000 ordinary shares of Siam Global House Public Company Limited (“GLOBAL”) through the securities trading account of Mr

”) through his securities trading account and clearing such transactions for Mr. Surasak’s benefits in such a way that taking advantage of others by using non-public information material to GLOBAL share price

Mr. Khumsup Lochaya During July 23 and November 12, 2012, Mr. Khumsup Lochaya sold 15,000,000 shares of Superblock Public Company Limited (“SUPER”) through his account and 27,500,000 shares through

bank account to receive transfers of the total sale money of KC’s bill of exchange (B/E) to be further distributed to other persons. This case is under consideration of the public prosecutor. SEC

and (2) Mr. Sunchai Intarauksorn, former deputy managing director and executive director, in executing certain financial transactions through her own bank account. This case is under consideration of

account which caused his aggregate holding of ABC shares reached or passed five percent of the total number of voting rights of ABC. He failed to report to the SEC Office the acquisition or disposal shares