according to appropriate periods to facilitate the SEC’s performance of duties under the law for public interest or investor protection; (2) Revising the reporting forms of clients’ assets and transactions
the principal and interest at the full amount without conditions, as of the issue date of the bills; 2. Bills issued by the Bank of Thailand The Notifications** on the revised regulations have been
) Extension of the maturity dates for redemption of EA248A and EA249A and an increase in the interest rates, provision of collaterals and entering into any relevant contracts. The SEC requires that the
or documents, limited to what is necessary and within an appropriate timeframe, to enable the SEC to fulfill its legal duties for the public interest or investor protection; (2) To
civil sanction with civil penalties at the total amount of 10,553,382 baht plus interest, as well as a prohibition of securities and derivatives trading and a bar from holding the director and executive
senior executives of asset management companies and the AIMC to discuss the final details of the SSF listed securities which asset management companies have expressed interest in setting up and offering
and exercise their voting right to protect their own interest as well as seek clarification from the company’s executives to gather complete information for decision making. In any case, due to the
unreasonable and thus the shareholders should not approve the share acquisition. SEC strongly advises that NEWS shareholders study the matter in detail, exercise the voting right to protect their own interest
2019, the Civil Court passed a judgment in the Decided Case No. Por. 899/2562 ordering Surasak to pay 522,500 baht and a 7.5 percent annual interest of 22,500 baht, starting from the case filing date
derivatives contract business operators, in order to be truly aware and understand the problems of the capital market and to be able to develop the business and drive the industry in the interest of