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credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such
Bangkok, June 12, 2012 - The SEC today signed a Memorandum of Understanding (MOU) with the Financial Services Commission (FSC), the capital market regulator of the Republic of Korea (South Korea), to
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
Securities Public Company Limited, the SEC further probed into the case and found that for the period of more than one year, Tanya, a capital market investment consultant, submitted a number of securities and
} and a capital market investment consultant, namely {D}.Following the report and further probed into the case by Globlex Securities Company Limited, it was found during the first investigation that {A
Injection Baht 200M Est. completion date Q2/FY2020 Acquisition of fixed asset 0.06% of the total asset in Q4/2019 (under the total value of the consideration criteria). The transaction size of asset
a fair price from the date of the change, the proportion of investment. By recognized profit on changes in the proportion of investment in the period of 9 months in year 2017 amount 6.84 million baht
paid-up shares, at the offer price of THB 3.10 per share, at a total amount not exceeding THB 9,987 mn, during September 25 – October 31, 2018. After the completion of the offer period, a total of 17.10
. Compared with Q2–2017, it found that the change rate of profit was significantly decreased due to the decrease in gross margin; this is because of price competition in the highly competitive IT market. And