contact, solicit or advise their customers, the Office expects the companies to lay out plans and procedures for effective development of investor contact competency. To achieve the aforesaid objectives
personnel and the SEC staff. This is to enhance their work quality in line with the development of financial innovations and advancements in technology. We recently organized training programs with guest
joined and assigned their executives and representatives to attend financial literacy training courses. The trainees then become the trainers working on knowledge transfer, activities or clinic within
The current criteria require investment analysts (IA) seeking renewal of their approval to undergo a knowledge refresher by completing training or participating in eligible activities for no less
event, Ms. Winita Kultangwatana, Director of the Sustainable Development Department, delivered the opening remarks on behalf of the SEC. Assistant Professor Dr. Pareena Srivanit, Dean of the Faculty of
Commission governing rules, conditions and procedures for approval for private fund manager and private fund management of private fund manager; “Training institute” means Thailand Securities Institute or any
membership. By providing high quality technical assistance, education and training, and research to its members and other regulators, IOSCO seeks to build sound global capital markets and a robust global
with a view to accomplishing sustainable knowledge management and development. The application can be filed until April 25, 2014. Vorapol Socatiyanurak, SEC Secretary-General, said ?FL in Workplace