and the SEC Office within the period specified in the notification. However, the audited financial statements for the year 2016 were later filed with the SET and the SEC Office on July 25, 2017 and

KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED Between July 1 , 2021 to June 30, 2024, KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the

disclose a report regarding his holding securities and the changes to such holdings (Form 59) within July 14, 2020. However, Mr. Subhasiddhi failed to prepared and disclosed the report (Form 59) to the SEC

specified by the Capital Market Supervisory Board which is within April 1, 2024. However, NOK submitted form 56-1 One Report for the year 2023 to the SET on July 31, 2024 later than the specified period

July 30, 2020. However, Miss Karaveag failed to prepared and disclosed the report (Form 59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee

period specified by the Capital Market Supervisory Board which is within April 1, 2024. However, NOK submitted the Management Discussion and Analysis for the year 2023 to the SET on July 31, 2024 later

in securities holdings (Form 59) in accordance with the SEC’s regulations, as his spouse had conducted a transaction involving ARROW securities on 7 July 2020. However, Mr. Tanon failed to prepared

Bitkub Online Company Limited Between July 14 and 17, 2024, Bitkub Online Company Limited ("BO"), a digital asset exchange, did not keep customers' digital assets in accordance with

59) to the SEC office on April 20, 2021 and July 2, 2025. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 7/2026 Dated 20/01/2026

Mrs. Prapaivan Limsong Mrs. Prapaivan Limsong, Director of Bangkok Life Assurance Public Company Limited (BLA), her spouse had changed securities holding on July 8, 2021. In this regard, Mrs