involving booth setups related to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products
The SEC monitors and observes events and exhibitions featuring booth setups related to investment advice and service solicitation. Recently, the SEC has been alerted by the public and relevant
to be insufficient for the provision of audit service to listed companies and potential fundraisers in the capital market that are expected to increase upon economic recovery. To address this issue
tips or report suspicious acts, please contact SEC Public Service Center at Hotline 1207 or via SEC Facebook Page or SEC Live Chat at the SEC website. ________________________
related to suspicious acts, please contact the SEC Public Service Center at Hotline 1207 or via SEC Office Facebook Page or SEC Live Chat at the SEC website for further in-depth investigation. In case of
on www.sec.or.th. For further information, please call SEC 24-Hour Public Service Center Hotline at 1207. ____________________ Note: * Pursuant to Clause 23(1) and the
licensed digital asset business operators is available at www.sec.or.th and SEC Check First application. For inquiries or submission of tips related to suspicious acts, please contact the SEC Public Service
Emergency Decree, has ordered Huobi to continue suspending its digital asset exchange service and return assets to the clients or buy assets back from the clients within three months as from 2 September
same level of service and protection as when their employees perform duties in the office.” ------------------------------------Remark: *Regulatory Guillotine is the regulatory review of the existing
อย่างเหมาะสม นอกจากนี้ ตั้งแต่วันที่ 1 กันยายน 2563 ก.ล.ต. จะเปิดศูนย์ One Stop Service เพื่ออำนวยความสะดวกสำหรับผู้ประกอบธุรกิจหลักทรัพย์และสัญญาซื้อขายล่วงหน้าสำหรับรับบริการการสอบถามข้อมูล ขอคำปรึกษา