other information. The rectified annual registration statement for the year 2014 was later filed with the SEC Office and the SET on July 28, 2015. SEC Act S.56 and 199 Settlement Committee Meeting No

offence committed by Zipmex concerning the case that between July 20, 2022 to August 25, 2022, Zipmex suspended the service of depositing and withdrawing customer's assets in Trade wallet and Z-wallet

Capital Market Supervisory Board. Mr. Kumpol later filed the report (Form 59-2) to the SEC Office on 24 July 2023. SEC Act S.59 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 15

system of the Stock Exchange of Thailand (“SET”) within the period specified in the notification which is within May 15, 2023. However, NEP submitted the financial statement for Q1/2023 to the SET on July

on July 31, 2023 later than the period specified by the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 5/2024 Settlement Committee Order No. 53/2024 Dated 23/07

filed the report (Form 59-2) to the SEC Office on July 15 and 26, 2024 SEC Act S.59 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 64/2024 Dated 27/08/2024

office on July 21, 2020 which means Mr. Fahmai failed to prepare and disclose the report within the period specified in the notification of the SEC SEC Act S.59 Settlement Committee Meeting No. 8/2024

Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and

Penal Code. On July 31, 2014, the Bangkok South Criminal Court dismissed the case. DV Act S.16 and Section 343 of the Penal Code in conjunction with Section 83 of the Penal Code Criminal Complaint

Ms.kanokwan Tippayathoadtana During July 15, 2004 - February 9, 2005, Miss Kanokwan Tippayathoadtana, an investor contact (marketing officer) at Capital Nomura Securities PLC, aided and abetted in