enterprises that have registered with the OSEP under the Social Enterprise Promotion Act B.E. 2562 (2018) to be able to swiftly and conveniently access the sources of investment funds with low costs. SEC is

SEC has announced the SEC Strategic Plan 2021-2023 today at the conference under the theme, “Strengthening Resilient Future.” Mr. Arkhom Termpittayapaisith, Minister of Finance, presided over the

connect all stakeholders, regulations regarding the data exchanging, and the most important is dataset that would be exchanged under said infrastructure.” SEC Secretary-General Ruenvadee said.SEC

Bangkok, September 29, 2014 ? The SEC and the Federation of Accounting Professions under His Majesty The King?s Royal Patronage (FAP) plan to launch a capacity building project to increase the number

.?? _______________________________Note: The misconduct of the five investment consultants were in violation of Clause 23(2) and 23(3), and liable to the prohibited characteristics of personnel in the capital market under Clause 31(1) of

.____________________________Note: The misconducts of the eight investment consultants and branch manager {I} were in violation of Clause 23(1) and were deemed prohibited characteristics of capital market personnel under Clause 31(1

www.sc.com.my. Follow SC on twitter at @SecComMy for more updates.About SEC, Thailand Established on May 16, 1992, the Securities and Exchange Commission is an independent public agency under the Securities and

.49/2552 and Clause 20(2) of the Notification No. TorLorThor. 3/2555 was the 3rd category of prohibited characteristics of the capital market business personnel under Clause 6(1) of the Notification of

under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor.37/2553 Re: Prohibited Characteristics of the capital market business personnel dated September 15, 2010

for investment consultants.As a result, she was disqualified from being investment consultant under Clause 18(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re