shall arrange following up and compliance with the said policies and plans. In this regard, the Board and the senior management may appoint a working group as a responsible person for operational works

. In this regard, the Board and the senior management may appoint a working group as a responsible person for operational works, but they shall keep monitoring such operations. Division 3 Impacts from

shareholder of the Audit Firm is a company, please specify the major shareholder of that company in order that the SEC Office will have the information of the natural person who is the ultimate shareholder of

system by other agencies (if any) 5 5. Opinions of the executives on the audit quality control in the previous accounting period 7 6. List of audit engagement clients in the previous accounting period and

”) No.9/2019 Held on November 26, 2019 at 13.30 hrs. has approved investment in N Hospital Co.,Ltd which engaging in healthcare business, hospital, pharmaceuticals and medical equipment. Share of

transaction relating to provide financial assistance to AEON Specialized Bank (Cambodia) Plc. (“ASB Cambodia”) by proportionally to its shareholding. A subordinated loan in the total amount of 8 million USD or

assets in the capital maintenance reports;  (2) had concealed business control power and lacked good corporate governance by allowing the person, who was neither a company’s director, executive, nor staff

has already served SEC’s sanction in full.   In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors of the person(s) under consideration, the

is the disposal of assets to a connected person. 3. To consider and approve the ratification of the acquisition of assets of the ordinary shares of World Industrial Estate Company Limited in the

Thailand B.E.2546 since it is excecution of the transaction with the person/legal entity which is not the Company’s connected person. Moreover, the trading transaction in level 2 and level 3 with the total