this Notification “Management company” means securities company licensed to undertake securities business in the category of private fund management. “Manager” means a person assigned by director of a
maturity; (4) investing in bill of exchange or promissory note that ordered payment or issued by a commercial bank or other banks established under specific law or securities company licensed to undertake
. 48/2559 Re: Custody of Assets of Clients by Licensed Derivatives Brokers (No. 4) dated 8 December 2016. 3 company licensed to undertake business in the category of securities finance business. In this
SEC Search Search From : Home > Search > Search Results search: Public Information System Mutual Fund Prospectus ( 6,683 ) Derivative Warrant Prospectus ( 335 ) Equity Prospectus ( 206 ) Debenture
SEC Search Search From : Home > Search > Search Results search: Public Information System Investor Alert ( 367 ) SEC_News ( 348 ) Enforcement ( 97 ) List of Approved persons / Licensees ( 40 ) Public
=100&qf=title_th_default&start=20&rows=10 21 - 30 of 691 results Sort by: Relevance Date (Newest) Date (Oldest) Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to
Sort by: Relevance Date (Newest) Date (Oldest) 5389se.pdf the database of directors and executives of securities issuing companies, the company shall: (1) notify the names and information via the
/ActandRoyalEnactment/Act/translate-digital.docx complaint-form-general-en.docx / derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and digital asset exchange; · approved