Following an inspection report from One and the SEC’s further investigation, it was found that during the period from 2012 to 28 June 2024, Mr. Soontorn engaged in conduct constituting a failure to
on the SEC’s website: at https://market.sec.or.th/public/idisc/th/InvestorAlert. To report any leads or information regarding suspicious activities, please contact the SEC Complaint Center via Hotline
ปฏิบัติงานประจำปี (annual compliance report) ในส่วนที่เกี่ยวข้องกับการขายและรับซื้อคืนหน่วยลงทุนต่อสำนักงานภายใน 60 วันนับแต่วันสิ้นปีปฏิทิน ทั้งนี้ สำนักงานจะติดตามตรวจสอบการปฏิบัติงานของ
และการตรวจสอบประจำปี (annual compliance report) ลงวันที่ 27 พฤษภาคม 2546 ทั้งนี้สำนักงานขอเสนอชื่อเจ้าหน้าที่สำหรับการติดต่อสอบถาม คือนางกนกวรรณ สมบัติศิริ ฝ่ายใบอนุญาตธุรกิจหลักทรัพย์
Following a report from KTB and the SEC’s further fact-finding, it was found that, during 2014–2021, Ms. Narueorn engaged in misconduct involving investor assets by continuously and secretly
submit a monthly report of information of the number of depositary receipts issued and redeemed and the 2 Amended by the Notifitcation of the Capital Market Supervisory Board No. Tor Jor. 31/2560 Re
in lower than 15%. The Company does not report the transactions on assets acquisition and disposition of the listed companies. Therefore, Information Memorandum on the Entry into Connected Transaction
, the related transactions in lower than 15%. The Company does not report the transactions on assets acquisition and disposition of the listed companies. Therefore, Information Memorandum on the Entry
: Auditor’s Report and Financial Statement for the year period ended December 31, 2019 UAC GLOBAL Public Company Limited ("UAC") would like to report the operating result of UAC according to the financial
: Auditor’s Report and Financial Statement for the second quarter period ended June 30, 2017 UAC GLOBAL Public Company Limited ("UAC") would like to report the operating result of UAC according to the financial