=9809 SEC advises listed companies to exercise care and caution before investing in digital assets such investment. This is to prevent material impacts on the companies’ financial position or operating
practice. The PRI https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9695 SEC advises MACO shareholders to exercise voting right on the acquisition of Hello LED, which is viewed inappropriate by
investors should exercise caution when using services from unlicensed digital asset businesses as they will not be protected under the law and may be exposed to risks of frauds and scams as well as the
managing Thai ESG funds, AMCs must exercise their fiduciary duty by carefully considering ESG factors throughout the investment process for the benefit of unitholders. This includes incorporating ESG
to study information carefully and exercise their rights to protect their own interests, as well as seek further clarifications from NCL executives to obtain comprehensive details for making a voting
for listed and regulated companies. We expect our collective efforts will help to increase investors? knowledge and understanding of their rights and how to exercise them effectively. We also encourage
day; c. the day on which investors have the right to exercise convertible bonds or warrants. In the case where the board of directors sees a reasonable ground for the best interest of the
, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement
pushed securities price , which violated the Stock Exchange of Thailand (SET)'s rules. The SEC is of view that investor contact should exercise his own discretion on trading orders received from the client
investment management company may consult with fellow AIMC members, or exercise the voting right at the shareholders? meetings and report the voting results and any other relevant action to the clients. This