securities clients.Essentially, securities companies and derivative business operators would be allowed to invest their clients? assets in money market funds as well as bills of exchange and promissory notes
debentures. Failure to reach a resolution for the director appointments would materially affect IFEC's future status and business operation
. (Thailand) Ltd. for disseminating information, which had not been reported to the Stock Exchange of Thailand, causing the public to understand that the price of TPIPL stocks would increase, as well as (3
employers to offer choices of investment policies that would manage retirement savings for their employees more efficiently,? said SEC Secretary-General Thirachai Phuvanatnaranubala. # # #
, falsifying documents and recording false accounting information. The SEC later issued a freezing order against Wichai?s assets for 180 days to prevent him from removing or disposing the assets. The order would
would facilitate widespread IPO share distribution and prevent concentration and possible supply control, which are some factors that could lead to price manipulation.The consultation paper is available
opportunities, while ensuring that investors would benefit from having professional investment consultants or investment planners provide securities and derivatives trading services according to investors? pre
transfer fee in case of transfer to another fund of the same type under the same management within deadline. The waiver would not apply to the brokerage fee.The consultation paper is available at
amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target
of expenditure. Meanwhile, it would be very beneficial if the industry adopts CSR in process to banking business operations. Moreover, banking industry may further some of the SEC projects to promote