) สำหรับหน่วยงานภาครัฐที่เสนอขายผู้ลงทุนรายใหญ่ (High Net Worth) และการกำหนดให้มีที่ปรึกษาทางการเงิน (FA) เป็นต้นทั้งนี้ ก.ล.ต. ได้เผยแพร่เอกสารรับฟังความคิดเห็นดังกล่าวที่เว็บไซต์ ก.ล.ต. https
ใช้นิยามผู้ลงทุนรายใหญ่พิเศษ (Ultra High Net Worth: UHNW) เพื่อให้สอดคล้องกับนิยามผู้ลงทุนรายใหญ่พิเศษในหลักเกณฑ์เรื่องอื่น ๆ แทนการใช้นิยาม Qualified Investor (QI) ตามหลักเกณฑ์ของธนาคารแห่งประเทศไทย
-complex capital market products and complex or high-risk debt instruments or investment units, e.g. investment units of mutual funds offered to institutional or ultra-high net worth investors, investment
., investment units of mutual funds for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives.
process and recommending suitable investment. (Suitability) Investing in primary and secondary markets is restricted for qualified investors with knowledge, experience and high net worth who can
all main areas in the capital market. Annually, these projects help to reduce burdens and operating costs of the private sectors involved worth 153.32 million baht, and cut down 48,210 hours of
an important first sign to consider whether or not a prespective company is worth investing. The SEC therefore requires immediate disclosure and reporting in case of severe damage, business
that the results might not be worth the fees, (2) equity funds in Thailand do not have the characteristic of active management and yield similar returns to the general market, which leads to the fact
on all types of complex, non-complex and high-risk capital market products, e.g. investment units of mutual funds offered to institutional or ultra-high net worth investors, investment units of
had continuously made during July 2009-March 2011, worth a total of nearly B1,500 million. The aforesaid transactions are deemed connected transactions and/or the acquisition of assets, which SCAN was