a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (3) specifying a specific scope of services to alleviate material impacts or damage on investors or the
Office on a continuing basis; (e) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (3) specifying a specific scope of services to alleviate material impacts
Office on a continuing basis; (e) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (3) specifying a specific scope of services to alleviate material impacts
Office on a continuing basis; (e) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (3) specifying a specific scope of services to alleviate material impacts
any orders to derivatives broker, it shall be deemed that the Office grants an approval to such derivatives broker to use back office service upon request. Clause 7. The derivatives broker shall be
any orders to derivatives broker, it shall be deemed that the Office grants an approval to such derivatives broker to use back office service upon request. (Translation) -4- Clause 7. The derivatives
back office service upon request. (Translation) -4- Clause 7. The derivatives broker shall be deemed to have the permission to use back office service from the Office, if the service providers are as
for at least one year and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal
and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal or less than 1.5
and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal or less than 1.5