, effective from December 4, 2012.Following an investor complaint against {A}, the SEC probed into the case and found that she had been authorized by her client to make trading decisions on the client's behalf

client's order and failing to perform in accordance with the client's order.Following a client complaint report filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A}'s

debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a

Bangkok, October 28, 2014 - The SEC revealed that the Settlement Committee imposed a fine of 768,925 baht on {A} for manipulating share price of Sahaviriya Steel Industries Plc. (SSI).With the

, 2013 regarding the proposed asset disposal opposed by independent financial advisor. Under the proposal, most of WIN?s assets will be sold to a property fund.WIN earlier announced that it will propose to

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or

material information that should have been disclosed in the form 56-1 One Report for the year 2022. Specifically, ALL had two significant legal disputes related to its financial status and business

Mr. Nuttawut Teawsomboonkij Mr. Nuttawut Teawsomboonkij, who was a shareholder of TFG holding in excess of five percent (5%) of the registered capital, knew or had material information that was

that according to the Debenture No. 2 amount of 319.50 million baht which would be due on 2 August 2019, PPPM would repay the principal and interest on 7 August 2019. However, PPPM published such

) system that according to the Debenture No. 2 amount of 319.50 million baht which would be due on 2 August 2019, PPPM would repay the principal and interest on 7 August 2019. However, PPPM published such