and digital asset license Quarter 2/2023 4 Number of securities companies 2022 Securities Company The information herein is provided for the public interest. The SEC Thailand collects data from the
provided by the Cloud Provider, whose standards are acceptable and the service is reviewed on a regular basis. Hard copies of documents and printed materials are stored based on their use: Documents that are
that the Company provided for clients in mobile operator sector. In addition, gross profit from digital so- lutions was THB 13.42 million, increased by THB 7.77 million or +137.65% YoY. The gross profit
bondholders will receive repayment depends on the evidence provided to substantiate their claims and the discretion of the official receiver or the Central Bankruptcy Court in issuing further orders
and submit the pooled fund data report on material information about each investment policy of a pooled fund in a dataset format via the E-Reporting System provided by the SEC. The submission period
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
Zipmex Thailand, which is responsible for submitting reports on its clients’ assets in accordance with the SEC’s regulations, provided reports with information that did not align with the facts found by
bondholders to request debt repayment. Whether the STARK bondholders will receive debt repayment depends on the evidence provided to prove the debt of the STARK bondholders and the discretion of the official
expressed support for the proposed principles and amendments, and some also provided recommendations to enhance this proposal.In drafting the amendments of relevant regulations, the SEC has taken the