the Deposit Protection Agency Act B.E. 2551. The revision will require securities company or derivatives broker to deposit client?s money with commercial banks or invest in promissory notes and bills of

other related criteria. Subsequently, the SEC took into consideration the comments and suggestions from the private sector and proposed a revision to such principles, which was later approved by the SEC

characteristics, bills deemed as securities mean: (1) bills of exchange and promissory notes payable or issued by a company and given to the creditor or the buyer as evidence of rights under the bills. Additionally

The Securities and Exchange Commission (SEC) invites public comments on proposed amendments to the regulations governing the reporting of initial public offering shares (IPO shares) results. These

Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand

/PB_Detail.aspx?SECID=1068. Relevant stakeholders and other interested parties are invited to submit their comments via the website or email: tonyada@sec.or.th or pattarav@sec.or.th. The hearing ends on 25 May

listed company on the SET and the mai making passive investment at a total amount exceeding 40 percent of the total assets to disclose information related to such investment in the Notes to the Financial

provided with sufficient information to support informed investment decisions and to enable transparent monitoring of mutual fund operations.Accordingly, the SEC is seeking public comments on the proposed

Bangkok, February 3, 2011 - The SEC is seeking public comments to relax regulations on minimum IPO period and registration of assets in case of general mutual fund to facilitate more flexibility for

(UNOFFICIAL TRANSLATION) Factsheet Form: Structured Notes and Explanation Factsheet Information as of [day/month/year] 1 * II means institutional investors. HNW means high net worth investors. 1