received benefits from such trading activities were that same group of persons.  Kajonchai, who functioned as an investor contact (marketing officer) for KGI Securities Plc., assisted such trading activities

documents. The SEC, therefore, considers the tender offeror has not yet submitted the tender offer in accordance with Section 247 of the Securities and Exchange Act B.E. 2535. Earlier, the SEC received

financial statements by May 27, 2015. AIE was also required to clarify the auditor?s inquiries on cost of sales and inventories by May 12, 2015. The SEC received AIE audit committee report concerning the

Lane and Ratanaporn Aoonta for operating securities business without license.The SEC received a complaint from a foreign investor that he had been solicited by the financial and investment consultants of

Bangkok, March 28, 2013 - The SEC imposed a three-month suspension on {A}, a securities market investment consultant of  Trinity Securities Co. Ltd.The SEC received a report from Trinity Securities

routine inspection of Kasikorn Securities Plc, the SEC found that {A} did not record a number of derivatives trading orders from a client. {A} admitted that she received the client's derivatives trading

debentures. For newly established businesses with potential, venture capital will also be available.The idea has been well-received by Investment Banking Club, Association of Securities Companies, as they see

. 16/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the

the benefit received from committing the offense in an amount of 1,853,425.00 Baht     - a civil monetary penalty of 2,316,781.25 Baht The SEC has banned Mr. Sarath

the benefit received from committing the offense in an amount of 11,178,444.00 Baht     - a civil monetary penalty of 13,973,055.00 Baht The SEC has banned Mrs