total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from cash accounts and margin accounts of all clients after deducting money
possessing the prohibited characteristics as specified in Chapter 3; (c) having obtained an approval from the SEC Office prior to performing function, except for any of the following cases: 1. the intermediary
)] = 1.01 shares/ 1 warrant Where Price 1 = Exercise Price after the change Price 0 = Exercise Price prior the change Ratio 1 = Exercise Ratio after the change Ratio 0 = Exercise Ratio prior the change MP
the amount equivalent to the amount of the dividend paid per share should GLOW pay the dividend prior to the fulfilment of the conditions precedent). In this regard, the Company has entered into the
4. Before commencing the fund supervisor business, the person registered as a qualified fund supervisor shall notify the Office at least thirty days prior to the date of commencement of such business
. Before commencing the fund supervisor business, the person registered as a qualified fund supervisor shall notify the Office at least thirty days prior to the date of commencement of such business
) (12.1) N.A.(
a permission from the Office of the Securities and Exchange Commission (the “SEC Office”) prior to the said offering. Furthermore, the debt to equity conversion scheme and the Issuance and Offering of