-organized by the SEC and the FAP for the second consecutive year, the SEC has streamlined the work procedures and increased manpower to speed up the auditor approval process, resulting in significantly
companies concurrent with the 2013 AGM Check List Project so as to help promote listed companies? corporate governance. TIA has organized training courses to ensure the volunteer?s quality and ethics
personnel and the SEC staff. This is to enhance their work quality in line with the development of financial innovations and advancements in technology. We recently organized training programs with guest
Commission No. SorThor. 19/2554 Re: Report on Trading of Securities and Derivatives in Foreign Countries of Derivatives Broker under Quota Allocation By virtue of Section 14 and Section 19 of the Derivatives
e-service Online Submission See canceled document Securities Underwriter Business >> Reporting of Securities Allocation (Section 81) Type Title Section See Document Status Notified Date Effective
จัดสรรและกำหนดสัดส่วนการลงทุนหรือการทำธุรกรรมในผลิตภัณฑ์ในตลาดทุนที่เหมาะสม (basic asset allocation) (อธิบาย) ประเภท https://www.sec.or.th/TH/Documents/LawsandRegulations
investment in mutual funds with asset allocation in fixed income which has contributed to reducing inequality in the tax rates. Moreover, asset management companies have concerned that these rules impose
appropriate supervision and allocation of their necessary resources and personnel with expertise for the most effective supervision of operation of outsourcee. Additionally, business providers are also