, financial and investment education, financial planning and fundamental knowledge on risk management.?The MOU signing aims to promote the exchange of information and action plans on knowledge management
fund scheme is not allowed. In addition, should past success of any trigger fund is part of an advertisment, the responsible intermediary must also disclose accurate and complete information on all
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Numnonda, Deputy Governor Financial Institutions Stability, the BOT, and Ms. Jomkwan Kongsakul, Deputy Secretary-General, the SEC, the seminar included the presentation on “Getting to Know Taxonomy, A New
public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the
(Translation) Re: BOD.SET 020/2018 November 9, 2018 Subject: Clarification on the Change in operating results for the nine month ended September 30, 2018 over 20% compared with the same period of the
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. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms