สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:16 ​ ​ Funds/Trust Intermediaries Finance & Products Digital Asset Investors Office operation Important statistics

- ร่าง - (UNOFFICIAL TRANSLATION) Attachment to the SEC Office Notification No. Nor Por. 4/2561 List of the countries recognized by the SEC Office concerning supervisory measures on investment

1 Application for Termination of Company Account Date: ..................................................... Attn: Secretary-General The Office of the Securities and Exchange Commission (SEC Office

the SEC Office and the SET on March 27, 2015 and March 30, 2015 respectively. The annual registration statement incompletely disclosed the information on Management Discussion and Analysis: MD&A and

Stock Exchange of Thailand and the SEC Office within February 29, 2016. However, the financial statements were later submitted to the SET and the SEC Office on March 2 and 3, 2016, respectively. SEC

of Thailand (the SET), failed to prepare and submit the audited financial statements for the year 2015 ended December 31, 2015 to the SEC Office and the SET within March 31, 2016. However, the audited

securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the notification of the

("MD&A") through the transmission system of the SEC office within the period specified in the notification which is within February 28, 2023. However, M-CHAI submitted the MD&A to the SEC

system of the SEC office within the period specified in the notification which is within February 28, 2023. However, CV submitted the key financial ratio report for the year 2022 to the SEC office on March

submitted the inaccurate report on maintenance of capital for the period of July to December of 2021 and for the period of January to June of 2022 through the SEC Office. Later, the rectified report on