) Translation provided in the Office’s electronic work system: (1) report on appointment of property fund managers which shall be submitted not less than fourteen days prior to the appointment date; (2) report on
exchange , the intermediary shall comply with the following requirements: (a) accept trading orders of capital market products only at the intermediary ’s temporary office; (b) require clients to send
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives
SEC Office’s approved listed, therefore, for the purpose of such appraisal, the SEC office hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 December
and procedure as stipulated by the Notification of the SEC Office. An application submitting under Paragraph 1 shall be jointly prepared by a financial advisor whose name appears on the SEC Office’s
Office’s Authority in Disclosure of Information _______________________ Clause 32 The SEC Office shall be empowered to grant a waiver to the disclosure of the particulars as prescribed in this Notification
approval under Chapter 2 and Chapter 3 shall submit to the Office documentary evidence and reports on sale results in accordance with guidelines provided in the Office’s electronic system. Chapter 5
Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives