surveillance. As a result, the Thai BDC is expected to increase its role in market surveillance and to develop the electronic trading platform to accommodate the Thai debt instrument marketûs future growth https
SEC has discussed with the Stock Exchange of Thailand (SET), the Association of Thai Securities Companies, and the Investment Analysts Association, to develop a shared approach to revising the
, the BOT has revised the scope of the Regulatory Sandbox Guidelines for the application of digital technologies to further develop financial innovations and specified additional conditions for automatic
meeting to develop ideas for future criteria. We expect to foster ongoing collaboration and discussions like these in the future,” said SEC Secretary-General. ______________________________
six months to improve and develop necessary work systems in compliance with the governing regulations. ________________________
auditors. Besides, the SEC organizes various projects regularly to develop audit work quality. For example, hosting training sessions and online seminars to share knowledge with auditors in the capital
projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to
sector burdens and increase savings flexibility for members, and; (4) To develop PVD in support of the draft National Pension Fund Act, which prescribes a compulsory pension fund for the documented
The SEC has collaborated with the single form working group to develop the single form, which contains a standard information set. The working group consists of representatives from stakeholders in
in advocating broader consideration of ESG criteria in capital markets, and helping industry practitioners develop skills to effectively incorporate ESG in their practice.” Hardik Shah, CFA, ESG