securities business in the category of securities underwriting; “Executives” means directors, managers, divisional manager or upper including any person who have authority as such person; “Property management
securities underwriting. Clause 5 A securities company shall set up a work unit responsible for custody of clients’ assets which is independent from a work unit responsible for securities trading (front office
import bills 19,122 19,041 15,307 0.4% 24.9% Letters of credit 38,166 35,822 34,226 6.5% 11.5% Other commitments Underwriting commitments - - 1,199 - (100.0)% Amount of unused bank overdrafts 171,623
Public Company Limited was a “broker No.5” of the Stock Exchange of Thailand. The company provides financial services as follows; - Securities brokerage business - Securities underwriting business
clients. In addition, we remained cautious in credit underwriting of small and micro businesses, and focused mainly on existing customers with good track records or classified as low-risk customers. 2.2
management company appointed to have authority to invest for the fund; “Underwriter” means any securities company licensed to undertake securities business in the category of securities underwriting
category of securities brokerage, securities dealing or securities underwriting which is not limited to debt instrument or mutual fund management. Clause 25. A securities company shall supervise and control
addition, they have to maintain prudent credit underwriting policy and be prepared for regulatory changes regarding the Basel III capital requirements and the International Financial Reporting Standards