relevant notifications and circulars issued or prescribing any practices by virtue of the said law. 2“Institutional investor” means any of the following persons who may duly invest in derivatives contracts
) including any relevant notifications and circulars issued or prescribing any practices by virtue of the said law. 2“Institutional investor” means any of the following persons who may duly invest in
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effective stewardship to Thai market participants. In addition, it also served as a forum for strategic coordination among leading institutional investors, financial firms, and public sector leaders to
suspicious trading behaviors of a UBS employee who was responsible for executing securities trading for or on behalf of its clients, all of which are institutional clients. According to the SEC findings
criteria set by institutional investors; for instance, GPF and AIMC that TIA will exercise dissenting votes in the significant agenda; for instance, the agenda proposed in the meeting or having auditor?s
-employees of UOB Kay Hian Securities (Thailand) PCL (UOB Kay Hian), {C}, a capital market investment consultant and the Vice President of institutional Dealing Department of UOB Kay Hian and {D}, a capital
for Institutional Investors) ส านักงานคณะกรรมการก ากับหลักทรัพย์และตลาดหลักทรัพย์ เลขที่ 333/3 ถนนวิภาวดีรังสิต แขวงจอมพล เขตจตุจักร กรุงเทพฯ 10900 เผยแพร่เมื่อวันที่ 21 มิถุนายน 2560 ส านักงานได้จัดท า
: Clause 1 In this Notification: " derivatives dealer " means a person holding a license to undertake a derivatives business in the category of derivatives dealer ; " institutional investor " means an
In this Notification: "derivatives dealer" means a person holding a license to undertake a derivatives business in the category of derivatives dealer; "institutional investor" means an institutional