evidence showing that the service provider has sufficient qualifications as specified in Clause 3. The Office of the Securities and Exchange Commission shall consider and notify, the result of its
service provider; (2) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3. The Office of the Securities and Exchange Commission shall consider and
with the provisions prescribed herein or the rules prescribed by the SEC Office by virtue of this Notification, or the service provider fails to maintain the qualifications or possess prohibited
.,LTD. 24/11/2023 31/12/2025 Exempt from qualifications for securities company executives 76 MR. YINGYONG CHIARAVUTTHI 27/09/2022 EASTSPRING ASSET MANAGEMENT (THAILAND) CO.,LTD. 27/09/2022 31/12/2024
branch office shall have the following qualifications: (1) having net capital or shareholders’ equity as follows: (a) in case the intermediary is under the regulations concerning net capital 1 , such
intermediary who wishes to establish a domestic or oversea branch office shall have the following qualifications: (1) having net capital or shareholders’ equity as follows: (a) in case the intermediary is under
In case of investment unit in category of gold ETF , a management company shall appoint a juristic person having the following qualifications to be an agent as prescribed in sub clause (1) of Clause 5
category of gold ETF, a management company shall appoint a juristic person having the following qualifications to be an agent as prescribed in sub clause (1) of Clause 5: (1) being a gold trader for not less