; (2) Clause 20 of the Draft Notification of the SEC Office No. Sor Nor. /2564 Re: Rules, Conditions and Procedures for Managing Mutual Funds for Retail Investors, Mutual Funds for Non-Retail
capital market. Furthermore, currently business operators can carry out other businesses right away if the conditions are met, whereas TSFC Securities Public Company Limited (TSFC) must acquire prior
capital to increase flexibility. The SEC has also reviewed the haircut rates used in calculating the net capital to align them with the current situations and cover risks associated with various instruments
Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems
Rules Conditions and Procedures for Establishment and Management of Property and Loan Funds (No. 2)
Rules, Conditions and Procedures for Approval of the Securitization Project (No. 2)
Rules, Conditions and Procedures for Management of Mutual Fund (No. 8)
Rules, Conditions and Procedures for Establishment of Mutual Funds (No. 9)
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)