e-service Online Submission See canceled document Securities Brokerage Business >> Risk Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
e-service Online Submission See canceled document Securities Brokerage Business >> Compliance / Internal Control Type Title Section See Document Status Notified Date Effective Date 1. Notification
e-service Online Submission See canceled document Securities Brokerage Business >> Conflict of Interest Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Securities Brokerage Business >> Protection of Customer Assets (Section 98(3)) Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Securities Underwriter Business >> Securities Brokerage (Section 113) Type Title Section See Document Status Notified Date Effective Date 1. Act
business operator, which undertakes business with price settlement and contract delivery obligations, uses qualifications for undertaking futures business in the category of futures brokerage following the
capital fund management company, or inter-dealer brokerage company, and registered derivatives intermediary; “Notification No. Tor Thor. 60/2561” means the Notification of the Capital Market Supervisory
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process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Brokerage (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company
businesses that already operate a digital business before the legal enforcement or newcomers who are interested in obtaining licenses as trading centers, brokerage firms or traders https://www.sec.or.th/EN