. 2546   18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses   23/11/2011 01/12/2011 3

สหประชาชาติว่าด้วยธุรกิจกับสิทธิมนุษยชน (United Nations Guiding Principles on Business and Human https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10119

regulations to be aligned with the current private fund models. The SEC is therefore conducting this public hearing on the proposed principles and draft amendments with the key points as follows:          (1

conducting this public hearing on the proposed principles and draft amendments, with the key points as follows:             (1) To improve the work process and operation related to investment policy

notifications to enhance clarity, as well as to include additional responsibilities for debt issuers to align with the principles outlined in other notifications. For example, requiring financial statements be

Guiding Principles on Business and Human Rights : UNGPs) และมุ่งเน้นการตรวจสอบสิทธิมนุษยชนอย่างรอบด้าน (Human Rights Due Diligence : HRDD) ตลอดห่วงโซ่คุณค่าในภาคปฏิบัติและนำไปสู่การเปิดเผยข้อมูลในแบบ 56-1

hearing on the proposed principles and relevant draft regulations which aim at ensuring that the ICO rules have adequate and appropriate mechanisms for protecting investors while promoting the ICO issuer’s

The SEC reviewed the principles for overseeing bills issued as securities to ensure compliance with the intent of the Securities and Exchange Act B.E. 2535 (1992) and consistency with the current

to gather comments and suggestions from the public and stakeholders. Most of the respondents agreed with the principles and the proposed amendments to the governing regulations.  The SEC has therefore

Responsible Investing Fund (SRI Fund) is a mutual fund with an investment policy focusing on investment in securities of businesses that operate sustainably according to internationally accepted principles