of close associates. As a result, NUSA was required to amend its financial statements to ensure disclosure of accurate information. However, it has been found that the annual financial statements for
SEC and publicly disclose the financial statements which have been rectified and audited by the auditor promptly. Earlier, CHUO’s auditor expressed a qualified opinion in the auditor’s report on the
quorum for Agenda Items 2 – 4 regarding A255A and A258A bonds was incomplete according to the terms and conditions of the bonds. The meeting has therefore been rescheduled to be held electronically on 30
the public, as well as submit it to the SEC within five business days after the new PVD has been established; (2) Preparation and Submission of Pooled Fund Data Report: AMC is required to prepare
the public, as well as submit it to the SEC within five business days after the new PVD has been established; (2) Preparation and Submission of Pooled Fund Data Report: AMC is required to prepare
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC has issued 11 notifications containing regulations for establishing and managing Thailand ESG Funds. They have been published in the
types of license applicants across all categories of licenses. Additionally, the SEC has revised related regulations. For example, the timeframe for commencing business operations has been extended from
inquiry official against 558 offenders. Additionally, civil sanctions have been imposed in 62 cases against 246 offenders. These offenders gave written consent to comply with the civil sanctions imposed by
presentations from the two winning teams of the Capital Market Datathon. The winning projects utilized SEC Open Data to create innovative ideas, which have since been developed into actual projects. Ms
Based on a third-party report and the SEC’s further investigation, it has been found that in 2017 Mr. Chiyachantana (Chairman and Chief Executive Officer of WORLD at the time of the offense