transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s

workforce in the private sector.  _______________________Notes: * As of December 2019, the Ministry of Finance and the Ministry of Labour. ** Based on the 2018 Study on Minimum Savings for Basic

Market Infrastructure (PFMI).”  Thailand is among the first jurisdictions to participate in the assessment based on the newly updated IOSCO Principles issued on May 2017, which have been developed to

participation in the campaign, featuring three tech-based and target-driven initiatives, i.e., (1) SEC Check First, an application for verifying the status of service providers and capital market products

based on MoU signed in 2014, both the SECC and SEC Thailand agreed to have an additional Memorandum of Understanding (MOU) concerning the cross-border equity offering and issuance of DR which will allow

ประเทศไทย และเห็นควรปรับปรุงกฎเกณฑ์ของ ก.ล.ต. ให้เป็นหลักการ principle based มากขึ้น เพื่อให้ผู้ประกอบธุรกิจสามารถรับคำสั่งซื้อขายผลิตภัณฑ์ในตลาดทุนในลักษณะ WFH ภายใต้ New Normal ได้ ซึ่งจะช่วยให้เกิดความ

:             (1)  Amending the regulations so that they are up-to-date, more flexible and more principle-based, for example, improving information disclosure channels by allowing asset management companies to

, greener, more inclusive economy. I’m delighted, therefore, that we are today formalising our broad-based collaboration with the SEC.” About the ASEAN Low Carbon Energy ProgrammeThe ASEAN Low Carbon

authorized director Ornpaphat, had solicited the public to make an investment with the company via social media based on a scheme of minimum 100,000-baht investment for 12 months to earn a return of 15 percent

be cancelled to lighten the applicant's burdens. Meanwhile, remedies would be compensated to the existing licensees who have paid for the license fees based on the criteria specified under the current