securities brokerage business undertaken by a securities company, the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities
processes involved, Managing Director or the person appointed by Board of Directors shall negotiate, enter into agreement, decide, amend the details or conditions, and take any necessary and proper actions
company; “Fund manager” means any natural person which management company appointed to have authority to invest for the fund; “Underwriter” means any securities company licensed to undertake securities
sold of such company; “Fund manager” means any natural person which management company appointed to have authority to invest for the fund; “Underwriter” means any securities company licensed to undertake
Shareholders’ Meeting. In this regard, the Company has appointed Discover Management Co., Ltd., a financial advisor approved by the SEC Office, as the Company’s independent financial advisor to provide its
management company appointed to have authority to invest for the fund; “Underwriter” means any securities company licensed to undertake securities business in the category of securities underwriting
be appointed as the Company’s auditor for the year 2020 for a total remuneration of Baht 4,200,000. In the event auditors are unable to perform their duties, Ernst & Young Office Limited is authorized
regulator. “ market maker ” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net asset value of such ETF units
the government or securities regulator. “market maker” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net