and estimated return, unless otherwise approved by the Office pursuant to Chapter 2; (3) information that urges investors to purchase investment units within a certain timeframe or by a certain time
Commission No. Sor Chor. 57/2558 Re: Granting of Approval to Foreign Auditors (No.2) dated 10 July 2015. 6 Clause 12 Unless otherwise specified herein, the rules as prescribed in the Notification of the Office
of March 31, 2024, which can be summarized as follows: 1) Profit & Loss Analysis : Q1 2024 (3 Months) (Unit : Million Baht unless otherwise stated) Q1 2024 Q1 2023 Change Amount % Change Total Revenues
of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client over the benefit of itself, in particular, it shall trade in
on time priority basis unless the order of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client over the benefit of
. Acting under such plan is therefore reasonable, otherwise, the Company would need good justification for not doing so as well as a substitute plan; otherwise, this could have an impact on the credibility
trading for the client on time priority basis unless the order of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client
information, the information to be disclosed shall be correct and up-to-date, and shall not be misleading or otherwise distort the truth. Part 2 Mutual Fund Management ___________________ Clause 7 In this Part
under the Ordinance or as otherwise may be permitted by the Ordinance. A fund's investment objectives, risks, changes and expenses must be considered carefully before investing. The prospectus contains
other security holders or creditors have claims that would be viewed as senior, as having priority, or otherwise limiting the rights of the debt securities holders to any payment on the debt securities. 2