: “ intermediary ” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
of the Securities and Exchange Commission: (1) The securities companies licensed to undertake all securities businesses in the category of securities brokerage, securities dealing, investment advisory
Exchange Commission: (1) The securities companies licensed to undertake all securities businesses in the category of securities brokerage, securities dealing, investment advisory service and securities
. Meanwhile, domestic branded sales slightly increased. Net loss in Q2/2018 was Baht 15 million, a decrease due to 1) a one-time cost of financial advisory fees and legal consultant fees of Baht 22 million
Investment Advisors and Appointment of Investment Advisory Agents dated 14 September 2001 as amended by the Notification of Securities and Exchange Commission No. KorKhor. 20/2548 Re: Rules, Conditions and
accordance with the ones established by the IFAC; 3 (4) “auditing advisory committee” means a body of persons appointed by the SEC Office to give advice and recommendations regarding supervision of auditors in
totaled Baht 801 million, an increase of 49.9% yoy from Baht 535 million. Financial advisory and underwriting fees totaled Baht 560 million 1 . Meanwhile, brokerage income totaled Baht 1,563 million
. Financial advisory and underwriting fees totaled Baht 560 million 1 . Meanwhile, brokerage income totaled Baht 1,563 million, increasing slightly from Baht 1,545 million yoy. Total operating income amounted
50,000 Baht/month Chairman of the Business Advisory Committee 65,000 Baht/month Business Advisory Committee 60,000 Baht/month/person Chairman of the Audit Committee 65,000 Baht/month Audit Committee 60,000